Search Result

641 - 660 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans