Search Result

601 - 620 of 1104 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements