Search Result

441 - 460 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PR App 3.1

As Published: 2005

PR App 3.1