Search Result

421 - 440 of 1047 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

PR App 1.1

As Published: 2005

PR App 1.1

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element