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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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