Search Result

401 - 420 of 963 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules