Search Result

341 - 360 of 1084 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship