Search Result

261 - 280 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment