Search Result

241 - 260 of 949 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application