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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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