Search Result

201 - 220 of 901 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PR App 3.1

As Published: 2005

PR App 3.1

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications