Search Result

181 - 200 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose