Search Result

681 - 700 of 875 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities