Search Result

641 - 660 of 937 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 3.1 Application

As Published: 2005

LR 3.1 Application