Search Result

461 - 480 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose