Search Result

421 - 440 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events