Search Result

321 - 340 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

COND 1.3 General

As Published: 2001

COND 1.3 General

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions