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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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