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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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Similar To

PERG 9.10 Significance of being an open-ended investment company

SUP 15.8 Notification in respect of particular products and services

REC 4.2C Control over a UK RIE

PR 4.1 Use of languages

MAR 1.1 Application and interpretation

PR 2.1 General contents of prospectus

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 5.12 Link between activities and the United Kingdom

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DEPP 1.2 Introduction to statutory notices

FEES 7.2 The CFEB levy

LR 4.3 Approval and publication of listing particulars

SUP 15.6 Inaccurate, false or misleading information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading