Search Result

301 - 320 of 1022 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares