Search Result

181 - 200 of 904 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose