Search Result

361 - 380 of 826 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose