Search Result

161 - 180 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting