Search Result

121 - 140 of 936 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices