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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

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