Search Result

481 - 500 of 586 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PERG 13.2 General

As Published: 2007

PERG 13.2 General

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability