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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 5.1

As Published: 2010

TC App 5.1

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions