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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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