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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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