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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

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COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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