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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

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PR App 1.1

As Published: 2005

PR App 1.1

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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