Search Result

341 - 360 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PR App 1.1

As Published: 2005

PR App 1.1

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples