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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications