Search Result

241 - 260 of 807 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COND 1.3 General

As Published: 2001

COND 1.3 General

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus