Search Result

221 - 240 of 306 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

As Published: 2005

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 15.2 General

As Published: 2009

PERG 15.2 General

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974