Search Result

641 - 660 of 1015 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

PERG 13.2 General

As Published: 2007

PERG 13.2 General

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities