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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

…

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

…

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

…

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

…

SYSC 1.4 Application of SYSC 11 to SYSC 19A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 19A

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

…

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

…

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