Search Result

261 - 280 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements