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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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PR App 3.1

As Published: 2005

PR App 3.1

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

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APER 4.7 Statement of Principle 7

PERG 2.6 Specified investments: a broad outline

SUP 18.4 Friendly Society transfers and amalgamations

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 3.10 Duties of auditors: notification and report on client assets

RCB 2.3 Determination of registration

REC 3.4 Key individuals and internal organisation

SUP 6.5 Ending authorisation

SYSC 14.1 Application

PERG 13.5 Exemptions from MiFID

FIT 1.2 Introduction

PERG 5.13 Appointed representatives

COLL 4.3 Approvals and notifications

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading