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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

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REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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