Search Result

421 - 440 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports