Search Result

381 - 400 of 1049 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission