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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

PR App 1.1

As Published: 2005

PR App 1.1

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 1.4 Application of SYSC 11 to SYSC 19A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 19A

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions