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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities