Search Result

221 - 240 of 954 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events