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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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