Search Result

121 - 140 of 796 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2010

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act