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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

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