Search Result

401 - 420 of 872 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2010

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles