Search Result

361 - 380 of 828 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 3.1

As Published: 2005

DTR 3.1

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 6.1 Application

As Published: 2005

LR 6.1 Application